Senior Manager Conflicts Control Room

Senior Manager Control Room Conflicts of Interest – Corporate Finance & Capital Markets

Your new company

Leading financial institution with a strong presence across Australia, New Zealand, and Asia-Pacific. The organisation is committed to operational excellence, security, and innovation, ensuring they deliver trusted services to millions of customers globally.

Your new role

In this senior position, you will play a pivotal role in managing conflicts of interest and ensuring compliance across institutional and corporate banking activities. Key responsibilities include:


• Provide conflict of interest advice on transactions, corporate finance, and capital markets.
• Oversee employee personal trading and manage potential conflicts.
• Independently design and implement automated regulatory compliance controls and stakeholder reporting.
• Support the Non-Financial Risk framework, including conflicts of interest policies and procedures.
• Act as Business Owner for the conflict of interest management technology solution, ensuring alignment with regulatory expectations and business requirements
• Manage a small team, fostering a culture of compliance and continuous improvement

What you'll need to succeed

• Senior experience in an Institutional and Corporate Banking Control Room function.
• Strong knowledge of corporate finance and markets products.
• Demonstrated success in implementing conflict management technology solutions.
• Excellent communication and stakeholder management abilities.
• Experience managing regulatory change, including strong knowledge of RG181.
• Familiarity with Fixed Income Research review and approval processes, including RG264.

What you'll get in return

• Excellent opportunity to join a high-performing Control Room team in Sydney in a permanent role.
• Extremely competitive remuneration package and benefits.
• Flexible hybrid working arrangements.
• A collaborative environment that values integrity, innovation, and professional growth.

What you need to do now

Please apply now or email your CV to philip.lewis@hays.com.au. Please ensure you have full Australia work rights.




LHS 297508

Summary

Job Type
Permanent
Industry
Banking & Financial Services
Location
NSW - Sydney CBD
Specialism
Banking
Ref:
2967788

Talk to a consultant

Talk to Philip Lewis, the specialist consultant managing this position, located in Sydney
Level 13, Chifley Tower, 2 Chifley Square

Telephone: 0282269752

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