Your new company
Leading financial institution with a strong presence across Australia, New Zealand, and Asia-Pacific. The organisation is committed to operational excellence, security, and innovation, ensuring they deliver trusted services to millions of customers globally.
Your new role
In this senior position, you will play a pivotal role in managing conflicts of interest and ensuring compliance across institutional and corporate banking activities. Key responsibilities include:
• Provide conflict of interest advice on transactions, corporate finance, and capital markets.
• Oversee employee personal trading and manage potential conflicts.
• Independently design and implement automated regulatory compliance controls and stakeholder reporting.
• Support the Non-Financial Risk framework, including conflicts of interest policies and procedures.
• Act as Business Owner for the conflict of interest management technology solution, ensuring alignment with regulatory expectations and business requirements
• Manage a small team, fostering a culture of compliance and continuous improvement
What you'll need to succeed
What you'll get in return
What you need to do now
Telephone: 0282269752